Savings Plus Forms & Publications

To download and print forms, click on the 'x' in the appropriate box.  If you prefer to have the material mailed to you, please call 1-866-566-4777 and use the menu option for requesting forms and other information.

General
Schwab Forms
Publications
State and Federal Tax Forms

Form

For 457 Plans

For 401(k) Plans

Purpose
Annuity Quote x x To request a quote from an annuity provider if you are interested in converting a 457 or 401(k) plan to an annuity
Beneficiary Designation x x To name the beneficiary(ies) of your account in the event of your death
Benefit Payment Application x x To set up payment options from your SPP account
Catch-Up Booklet x . To request a "catch-up" option for your 457 Plan (must meet requirements stated in booklet)
Direct Deposit x x To establish, change or cancel direct deposit payments from your 457 or 401(k) Plan
Emergency Withdrawal x . To request an emergency withdrawal from your 457 Plan (limitations apply)
Enrollment Agreement x x To set up a Savings Plus account
Hardship Withdrawal . x To request a hardship withdrawal from your 401(k) Plan (limitations apply)
PST Benefit Payment x . To withdraw your "Part-Time, Seasonal, or Temporary Retirement Plan" assets (limitations apply)
Plan-to-Plan Rollover (In) x x To rollover a 457 or 401(k) Plan you had with another employer to your 457 or 401(k) Plan with Savings Plus

To rollover your Savings Plus 401(k) to another qualified 401(k) Plan, Complete a 401(k) Benefit Payment Application
Purchase of Service Credit x x To use funds in your 457/PST or 401(k) Plan to purchase service credits in a public pension plan such as CalPERS or STRS
Specific Fund Designation x x To set up payment criteria from specific investments in your SPP Account
Transfer Lump Sum Separation Pay x x To transfer your Lump Sum Separation Pay to your 457 or 401(k) Plan
Voluntary Withdrawal In-Service x .. To request withdrawal of funds from your 457 Plan (limitations apply)

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Form Description
W-4P Federal income tax withholding certificate for pension and annuity payments
DE-4P California withholding certificate for pension or annuity payment

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Publication

Description
PST Fact Sheet Explains the requirements of the PST Plan
Using the Voice Response System A guide for using SPP's automated phone system
Investment Guide A description of each investment option offered by Savings Plus, and general information to help you make your investment decisions. It must be accompanied by the most recent Investment Performance Report

For more complete information about the core investment options available in the SPP, please request prospectus(es) by logging in to your account, clicking "Fund Detail" and then clicking "View Profiles/Prospectuses." Please read carefully before investing.
Investment Policy Statement The Investment Policy Statement provides written guidelines concerning the selection and design of investment option offered under the Plan.
Getting Started in Savings Plus Highlights of Savings Plus Program, including requirements and provisions of the 457 and 401(k) plans
Loan Fact Sheet Explains requirements to apply for a General Purpose or Primary Residence loan using funds from your 401(k) or 457 Plan
How to Enroll A brochure that provides an overview of the program
Plan Documents
457     401(k)		 The Plan Document details the benefits and administrative procedures of the Plan.
401(k) QDRO Model Qualified Domestic Relations Order
457 QDRO Model Qualified Domestic Relations Order
DRO Fact Sheet Provides information to make sure that your Domestic Relations Order meets Savings Plus' requirements.
Military Leave Fact Sheet Provides information about loan repayments and make-up deferrals for SPP participants going on or returning from a military leave of absence.

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Schwab Personal Choice Retirement Account (PCRA) – Forms and Publications
Savings Plus Brokerage Account Review Requirements and frequently asked questions   about the Schwab PCRA, before enrolling.
Participant Limited Power of Attorney – 401(k) Thrift Plan Form required for enrolling in Schwab PCRA for a 401(k) Plan
Participant Limited Power of Attorney – 457 Deferred Compensation Plan Form required for enrolling in Schwab PCRA for a 457 Plan
Memorandum of Understanding Form required for enrolling in Schwab PCRA

Request a Schwab PCRA Enrollment Kit from Savings Plus, (866) 566-4777.

To enroll, read the PCRA materials, complete all Schwab PCRA Forms, make a copy for your records and mail the originals to:

Nationwide Retirement Solutions
P.O. Box 182797
Columbus, OH 43218-2797

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Last Updated on April 12, 2004